R01 Financial Services, Regulation and Ethics

R01 Financial Services, Regulation and Ethics

Exam format: 2-hour multiple choice exam
Exam Recommended Study Hours Credits
R01 60 hours 20

Achieve an R01 exam pass using the BTS STEP approach

This introductory module enables candidates to achieve a broad understanding of the financial services industry, with a focus on regulation, legislation, and the Code of Ethics. 

Whilst not the most exciting title, this exam should not be underestimated. Start by working through the BTS R01 study guide, then access training or e-learning. Finally, practise as many exam-style questions as you can using the BTS R0 Study Buddy app.

BTS R01 Learner Journeys

Click on the profiles below to find out how our learners achieved their R01 success:


Our guides provide a clear, visual way to study for regulated exams.

They help you develop the base knowledge and understanding required for an exam pass.

There is no need to purchase the examining body R0 study text, our BTS guides are a complete replacement.

Available in a choice of two formats: printed or digital.


BTS offer face to face and remote workshops, and 1:1 training.

Our training ensures candidates fully understand the concepts that lie behind each of the key learning outcomes.

BTS training can also help identify key syllabus areas that are more popular with the R0 examiner.


BTS e-Learning is ideal for people who learn best using visual, online and interactive tools.

It allows you to work through your R0 studies at your own pace, with the BTS team behind you all the way.

BTS e-Learning can again show you the key syllabus areas that are more popular with the R0 examiner.


The BTS R0 Study Buddy app replicates the CII exam standard as closely as possible.

Practise exam questions on your mobile device with fully explained answers.

The app allows you to complete full specimen exams and/or concentrate on a key learning outcome.

Phone us

hear from us